CME-3B – Saudi Capital Market Rules and Regulations (Brokers)
Practise market conduct and capital market institution duties, with explanations for each option.
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- 500 questions in the bank
- 25 questions in 30 min per mock
- 5 flashcards
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An employee participates in deceptive orders despite reasonable grounds to know their nature, arguing that he never admitted knowledge. What is the assessment?
All 10 free questions with answers and an explanation for every option
What you get
- 500questions in the bankPractise with the answer shown right away, or sit a full timed mock
- 2unitsSplit by the exam syllabus
- 5flashcardsTo lock in terms and definitions
- 11quick review pointsEach unit in a few key lines
Unit map
- 01Market Conduct Regulations13 questions
- 02Capital Market Institutions Conduct12 questions
Exam facts
CME-3B – Saudi Capital Market Rules and Regulations (Brokers) — Exam time: 30 minutes. Exam fee: SAR 1,700. Number of questions: 25 questions. Pass mark: 17 marks (Financial Academy). Source: Financial Academy (Last verified: 2026-11-04). Question bank: full mock exams of 25 questions in 30 minutes, like the real test with a result for every unit, plus 500 explained questions across 2 units, every option explained, a review of your mistakes, and two ways to practise: see the answer right away, or sit a full timed mock. Free questions: a 10-question diagnostic test covering the main units, no sign-up; at the end you get your score and your weakest units.
- Exam language
- Arabic or English
- Exam time
- 30 minutes Source
- Exam fee
- SAR 1,700 Source
- Number of questions
- 25 questions Source
- Pass mark
- 17 marks (Financial Academy) Source
Last verified: 2026-11-04
Where other sources differ
- The published pass mark is 17 marks; practice results show accuracy without converting it into an official pass result.
How to register
- Open the Financial Academy CME-3B page.
- Follow the registration link, select an available language and appointment, and review the booking details before payment.
Exam body
Financial Academy: Official website: Financial Academy
Study guides
Frequently asked questions
Is passing CME-3B alone sufficient?
The CMA lists both CME-3A and CME-3B for securities brokers.
Can I try CME-3B questions for free?
Yes. Free questions: a 10-question diagnostic test covering the main units, no sign-up; at the end you get your score and your weakest units. The free practice test page lists the same questions with answers and an explanation for every option. The rest of the questions and the full mock exams come with a pass from SAR 26.
What makes this CME-3B question bank different?
Question bank: full mock exams of 25 questions in 30 minutes, like the real test with a result for every unit, plus 500 explained questions across 2 units, every option explained, a review of your mistakes, and two ways to practise: see the answer right away, or sit a full timed mock. Every question is reviewed and referenced, ready to practise on your phone. Try the free questions and read the explanations before buying full access.
Is a practice score an official result?
No. Scores here are for practice and do not represent a Financial Academy result or a guarantee of passing.
Is this an official site, and how do I pay?
It is an independent site, not part of Qiyas or any government body, and every question is reviewed before it is published. You pay once, with no automatic renewal, through Waffo Pancake (the merchant of record) by Visa, Mastercard, Apple Pay or Google Pay, and your statement shows "WAFFO". If you were charged twice or the pass did not open, email support@saudiexams.com.
Study material sample: Market Conduct Regulations
Summary
This chapter covers Articles 2–10 of the Market Conduct Regulations: manipulation, untrue statements and inside information. The Academy-linked syllabus allocates 13 of 25 questions to it, with limited distribution flexibility. Link each scenario to its provision, then check purpose, knowledge and materiality.
What the exam focuses on
- Article 2: the prohibition includes participation with knowledge or reasonable grounds to know, including automated orders.
- Article 3: distinguish fictitious trades, matched orders, promotion to exit a holding and artificial-price orders; exceptions depend on compliance with their rules.
- Article 4: information concerns a security or its orders, is not publicly available and would be expected to have a material effect if made public.
Common traps
- An unexecuted order can still be manipulative.
- Not authoring a rumour does not exempt its circulation for a prohibited purpose.
- Not being an issuer employee is no exemption from inside-information rules.
Try the flashcards
Tap a card to see the answer
What are the elements of inside information?
Article 4: information concerns a security or its orders, is not publicly available and would be expected to have a material effect if made public.
Can an omission amount to an untrue statement?
Yes: omitting a material fact when making a statement, Article 9(a)(5).
Why you can trust these questions
- Published questions: 500. We reviewed every one before publishing it: the answer, the explanation of each option and the source.
- Exam facts last checked against the organiser’s website: 2026-11-04. We check them again every three months and two weeks before each test.
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